LPL Financial Holdings Inc.
Financial ServicesNASDAQ:LPLA · NASDAQ Global Select
+$10.22 today
Vol 0.76M · Avg 0.99M
Management
Put operating results in leadership context
Review returns on capital, executive background, insider transactions, and growth quality to judge whether management is compounding value well.
Return Metrics
ROE, ROIC & ROA over time
ROE
16.1%
avg 34.3%
ROIC
11.6%
avg 12.1%
ROA
4.7%
avg 6.8%
Analysis
ROE is currently the strongest return metric at 16.1% versus its period average of 34.3%. 2 of 3 return metrics are above their quality threshold, which helps indicate how efficiently the company turns capital and assets into profit.
Management
Key executives, compensation & ownership
| Name | Title | Compensation | Tenure | Age | Shares Owned | Ownership % |
|---|---|---|---|---|---|---|
Richard Steinmeier | Chief Executive Officer & Director | $4.53M | — | 52 | $39,177.57 | 0.05% |
Matthew Jon Audette | President & Chief Financial Officer | $3.76M | — | 51 | $20,693.00 | 0.03% |
Greg Gates | MD and Chief Technology & Information Officer | $2.31M | — | 49 | $20,764.00 | 0.03% |
Matthew K. Enyedi | MD & Chief Client Officer | $1.89M | — | 52 | $20,693.00 | 0.03% |
Aneri Jambusaria | Group MD & Chief Wealth Officer | $1.39M | — | 42 | $6,723.00 | <0.01% |
Matthew Morningstar | Group MD & Chief Legal Officer | — | — | 50 | $20,693.00 | 0.03% |
Marc Andrew Zabicki | Chief Investment Officer | — | — | — | $4,400.00 | <0.01% |
Emily Field | Group MD & Chief People Officer | — | — | 37 | $1,939.00 | <0.01% |
Katharine Reeping | Senior Vice President, Controller & Chief Accounting Officer | — | — | 48 | $1,840.91 | <0.01% |
Judith Kohoskie Ricketts | Executive Vice President of Operations | — | — | — | — | — |
Insider Trading
SEC Form 4 transactions — last 12 months
Buys
0
$0.00
Sells
81
$7.47M
Net Sentiment
$7.47M
Net selling
Most Active
Gates Greg
55 transactions
1–10 of 81
Analysis
Insiders reported 0 buys worth $0.00 and 81 sells worth $7.47M over the last 12 months. That adds up to net selling of $7.47M. Gates Greg was the most active insider with 55 transactions.
Growth Analysis
Historical CAGR & forward analyst estimates
| Metric | 10yr | 5yr | 3yr | Fwd Est. |
|---|---|---|---|---|
| EPS | N/A | N/A | +8.3% | +24.8% (14yr)1 analysts |
| Revenue | N/A | N/A | +5.3% | +15.2% (14yr)2 analysts |
| Net Income | N/A | N/A | +3.6% | +23.0% (14yr)2 analysts |
| EBIT | N/A | N/A | +2.6% | +18.7% (14yr)2 analysts |
Analysis
Recent growth has been strongest in EPS at +8.3% over three years. Forward estimates point to EPS at +24.8% (14yr), giving you a quick check on whether expectations are accelerating or cooling.
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Who manages LPLA?
LPL Financial Holdings Inc. (LPLA) lists 10 active executives. The top listed executive is Richard Steinmeier, Chief Executive Officer & Director.
Are LPLA insiders buying or selling?
Recent insider activity shows net selling of $11.06M.
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